1-14 of 14 results for subject:Companies
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Legislation
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Financial Services and Markets Act 2000
Type
House
Session
Year
Department
Member
Primary member
Answering member
Legislative stage
Legislation
More
Financial Services and Markets Act 2000 (14)
Subject
More
Publisher
Laid by
Lucy Rigby
Department
Treasury
Type
Statutory instruments
Procedure
Negative
Laid on
14 October 2025
Coming into force
In accordance with regulation 1(2)
Legislation
Financial Services and Markets Act 2000; Public Offers and Admissions to Trading (Amendment and Consequential and Transitional Provisions) Regulations 2025
Subjects
Companies; Insolvency; Financial markets; Regulation; Stocks and shares; Prospectuses; Financial Conduct Authority
Commons Library location
UP 1417 2024-26
Date
14 October 2025
Reference
SI 2025/1076
House
House of Commons; House of Lords
Laid by
Secretary Greg Clark
Department
Department for Business, Energy and Industrial Strategy
Type
Statutory instruments
Procedure
Negative
Laid on
1 July 2019
Made on
26 June 2019
Coming into force
23 July 2019
Legislation
Financial Services and Markets Act 2000; Scotland Act 1998 (Insolvency Functions) Order 2018; Insolvency (Scotland) Rules 2018 (Miscellaneous Amendments) Rules 2019
Subjects
Companies; Insolvency; Scotland; Company voluntary arrangements
Commons Library location
UP 3140 2017-19
Date
1 July 2019
Reference
S. 3; SI 2019/1059
House
House of Lords; House of Commons
Laid by
Secretary Greg Clark
Department
Department for Business, Energy and Industrial Strategy
Type
Statutory instruments
Procedure
Negative
Laid on
1 April 2019
Made on
29 March 2019
Coming into force
23 April 2019
Legislation
Financial Services and Markets Act 2000; Insolvency Act 1986; Bankruptcy (Financial Services and Markets Act 2000) Rules 2001 and the Insurers (Winding Up) Rules 2001 (Amendment) Rules 2019
Subjects
Compensation; Companies; Assets; Debts; Financial services; Insolvency; Insurance; Financial Services Authority; Regulation; Valuation
Commons Library location
UP 2818 2017-19
Date
1 April 2019
Reference
SI 2019/754
House
House of Lords; House of Commons
Letter dated 10/07/2017 from Andrew Bailey, Chief Executive, to Lord Mendelsohn regarding requirements and financial penalties imposed on firms. 2p.
Letter dated 10/07/2017 from Andrew Bailey, Chief Executive, to Lord Mendelsohn regarding requirements and financial penalties imposed on firms. 2p.
Deposited by
Treasury
Type
Deposited papers
Author
Financial Conduct Authority
Committed on
27 April 2017
Originated on
10 July 2017
Received on
17 July 2017
Legislation
Financial Services and Markets Act 2000
Subjects
Companies; Conduct; Financial services; Fines; Financial Conduct Authority
Date
27 April 2017
Reference
DEP2017-0449
House
House of Commons
Laid by
Greg Clark
Department
Treasury
Type
Statutory instruments
Procedure
Negative
Laid on
28 February 2013
Made on
27 February 2013
Coming into force
1 April 2013
Legislation
Financial Services and Markets Act 2000; Financial Services and Markets Act 2000 (Exercise of Powers under Part 4A) (Consultation with Home State Regulators) Regulations 2013
Subjects
Companies; EU law; European Union; European economic area; Financial Conduct Authority; Prudential Regulation Authority
Commons Library location
UP 1085 2012-13
Date
28 February 2013
Reference
SI 2013/431
House
House of Lords; House of Commons
SI 2004/1862 (Negative instrument). Coming into force 10 August 2004.
SI 2004/1862 (Negative instrument). Coming into force 10 August 2004.
Department
Treasury
Type
Statutory instruments
Procedure
Negative
Laid on
19 July 2004
Made on
19 July 2004
Coming into force
10 August 2004
Legislation
European Communities Act 1972; Financial Services and Markets Act 2000; Financial Conglomerates and Other Financial Groups Regulations 2004
Subjects
Disclosure of information; Companies; Credit; EU law; Investment; Financial services; Financial institutions; Insurance; Financial Services Authority; Regulation
Commons Library location
UP 1130 2003/04
Date
19 July 2004
Reference
SI 2004/1862
House
House of Commons; House of Lords
Proposed changes to the listing rules at N2. FSA consultation paper 100. FSA. 2001.
Proposed changes to the listing rules at N2. FSA consultation paper 100. FSA. 2001.
Deposited by
Financial Services Authority
Type
Consultation papers;
Deposited papers
Author
Financial Services Authority
Committed on
7 May 2002
Originated on
1 June 2001
Received on
7 May 2002
Legislation
Financial Services and Markets Act 2000; Financial Services Act 1986; Official Listing of Securities (Change of Competent Authority) Regulations 2000
Subjects
Companies; Finance; Financial services; Regulation; Stocks and shares
Commons Library location
Dep 02/869
Date
7 May 2002
Reference
Dep 02/869
House
House of Commons
Proposed UKLA guidance manual. FSA consultation paper 100a. FSA. 2001.
Proposed UKLA guidance manual. FSA consultation paper 100a. FSA. 2001.
Deposited by
Financial Services Authority
Type
Consultation papers;
Deposited papers
Author
Financial Services Authority
Committed on
7 May 2002
Originated on
1 June 2001
Received on
7 May 2002
Legislation
Financial Services and Markets Act 2000; Financial Services Act 1986; Official Listing of Securities (Change of Competent Authority) Regulations 2000
Subjects
Companies; Finance; Financial services; Regulation; Stocks and shares
Commons Library location
Dep 02/870;Research BT 332.6,P(Financial Regulation)
Date
7 May 2002
Reference
Dep 02/870
House
House of Commons
Proposed changes to the listing rules. Consultation paper 105. FSA. 2001.
Proposed changes to the listing rules. Consultation paper 105. FSA. 2001.
Deposited by
Financial Services Authority
Type
Consultation papers;
Deposited papers
Author
Financial Services Authority
Committed on
3 May 2002
Originated on
1 August 2001
Received on
3 May 2002
Legislation
Financial Services and Markets Act 2000; Financial Services Act 1986; Official Listing of Securities (Change of Competent Authority) Regulations 2000
Subjects
Companies; Finance; Financial services; Regulation; Stocks and shares
Commons Library location
Dep 02/875
Date
3 May 2002
Reference
Dep 02/875
House
House of Commons
SI 2001/4040 (Negative instrument). Coming into force 18 January 2002 (S.21)
SI 2001/4040 (Negative instrument). Coming into force 18 January 2002 (S.21)
Department
Department of Trade and Industry
Type
Statutory instruments
Procedure
Negative
Laid on
20 December 2001
Made on
20 December 2001
Coming into force
18 January 2002
Legislation
Insolvency Act 1986; Financial Services and Markets Act 2000; Insurers (Winding Up) (Scotland) Rules 2001
Subjects
Compensation; Companies; Assets; Insolvency; Insurance; Scotland; Valuation
Commons Library location
UP 877 2001/02
Date
20 December 2001
Reference
SI 2001/4040
House
House of Commons; House of Lords
SI 2001/3649 (Negative instrument). Coming into force in accordance with article 1
SI 2001/3649 (Negative instrument). Coming into force in accordance with article 1
Department
Treasury
Type
Statutory instruments
Procedure
Negative
Laid on
9 November 2001
Made on
9 November 2001
Coming into force
In accordance with article 1
Legislation
Financial Services and Markets Act 2000; Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001
Subjects
Companies; Financial services; Friendly societies; Pensions; Mutual societies; Regulation
Commons Library location
UP 625 2001/02
Date
9 November 2001
Reference
SI 2001/3649
House
House of Commons; House of Lords
SI 2001/3635 (Negative instrument). Coming into force 1 December 2001
SI 2001/3635 (Negative instrument). Coming into force 1 December 2001
Department
Lord Chancellor's Department
Type
Statutory instruments
Procedure
Negative
Laid on
9 November 2001
Made on
9 November 2001
Coming into force
1 December 2001
Legislation
Insolvency Act 1986; Financial Services and Markets Act 2000; Insurers (Winding Up) Rules 2001
Subjects
Compensation; Companies; Assets; Insolvency; Insurance; Valuation
Commons Library location
UP 633 2001/02
Date
9 November 2001
Reference
SI 2001/3635
House
House of Commons; House of Lords
Type
Impact assessments
Author
Treasury
Legislation
Financial Services and Markets Act 2000; Open-ended Investment Companies Regulations 2001
Subjects
Companies; Investment; Financial Services Authority; Open ended investment companies; Registration; Regulation
Commons Library location
RIA 01/43
Lords Library location
HINF 2002/3098
Date
8 March 2001
Reference
Treasury
Proposed changes to the listing rules. Consultation paper 81. FSA. 2001.
Proposed changes to the listing rules. Consultation paper 81. FSA. 2001.
Deposited by
Financial Services Authority
Type
Consultation papers;
Deposited papers
Author
Financial Services Authority
Committed on
29 January 2001
Originated on
1 January 2001
Received on
29 January 2001
Legislation
Financial Services and Markets Act 2000; Financial Services Act 1986; Official Listing of Securities (Change of Competent Authority) Regulations 2000
Subjects
Companies; Finance; Financial services; Regulation; Stocks and shares
Commons Library location
Dep 01/171
Date
29 January 2001
Reference
Dep 01/171
House
House of Commons